ConferencesSeminarsWebinars
Las Vegas, NV
September 20, 2010
Mexico, D.F.
November 17, 2010
San Juan, Puerto Rico
February 3, 2011
Hollywood, FL
March 21, 2011
New York, NY
October 20, 2010
Los Angeles, CA
November 5, 2010
New York, NY
November 9, 2010

In an administrative proceeding, the Securities and Exchange Commission issued a cease and desist order against the Raleigh, NC broker dealer, directing it to pay a $25,000 civil money penalty and correct its Bank Secrecy Act violations.

The Office of Thrift Supervision sanctioned the Lafayette, IN-based bank and entered into an agreement, requiring it to develop an internal asset review and classification program, diversify its credit concentrations, and maintain an adequate allowance for loan and lease losses.

The Office of Thrift Supervision entered into a supervisory agreement with the Baltimore, MD based savings association to address findings from a March 29, 2010 examination that the bank had been engaging in unsafe practices.